Sign in Sign up for free

West Bay Capital Inc (Warwick)


West Bay Capital Inc is a large advisory firm based in Warwick. It manages $46 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Rhode Island and Virginia.

West Bay Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

West Bay Capital: assets under management

The assets under management (AUM) of West Bay Capital Inc is $46 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $46 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.84 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay West Bay Capital Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Warwick

The principal office where West Bay Capital Inc performs its advisory services is located at 81 Overhill Road, Warwick, RI 02818, which is also the mailing address of the firm. An additional office of the firm is in Jacksonville, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 401-885-5562 or by fax 401-885-5562. The normal business hours are 9am-5pm on Monday - Friday.


Registered investment advisers similar to West Bay Capital Inc