Kwk Management LLC (El Segundo)

Name: Kwk Management LLC
Address: 2041 Rosecrans Ave, El Segundo, CA, 90245
Telephone: 310-536-8560

Kwk Management LLC is a large advisory firm based in El Segundo. It manages $334.61 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Kwk Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kwk Management: assets under management

The assets under management (AUM) of Kwk Management LLC is $334.61 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 157% since the beginning of its operation, and $10.15 million of the total AUM is attributable to clients outside of the United States.

The firm manages $334.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $167.3 million each.

Kwk Management has custody of $135.91 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kwk Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Nicholas Baker serves?

The only and largest group of clients of John Nicholas Baker is pooled investment vehicles with 2 clients and $334.61 million of assets under management. Among the 7 most similar advisory firms, Kwk Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $334.61 million for 2 clients. 50% of the firm’s clients are foreign persons or businesses.

Kwk Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Kwk Management LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Nicholas Baker has been acting as President since 1 Feb 2001. Carol Kim Supancheck Weiss joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kurtis William Kupiec	Managing member, president	1 Jul 1995	50% - 75%	1370007
Kraig Adam Kupiec	Financial & operations principal	1 Jul 1996	50% - 75%	2801610
Douglas James Brown	Portfolio manager	1 Jun 1998	Other	1018413
John Nicholas Baker	Director	1 Feb 2001	Other	3049558
Herbert G Prinz	Director	1 Feb 2001	Other	3049560
John Collett Polk	Portfolio manager	1 Mar 2004	Other	2058943
Carol Kim Supancheck Weiss	Chief compliance officer	1 Jan 2005	Other	2474508

Based in El Segundo

The principal office where Kwk Management LLC performs its advisory services is located at 2041 Rosecrans Ave, El Segundo, CA 90245, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-536-8560 or by fax 310-536-8677. The normal business hours are 6:30 am to 3:00 pm on Monday - Friday. You can find more information about the New York firm at kwkmgmt.com.