Harbor Drive Asset Management LLC (Stamford)


Harbor Drive Asset Management LLC is an adviser based in Stamford. It manages $23.27 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.

Harbor Drive Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Harbor Drive Asset Management: assets under management

The assets under management (AUM) of Harbor Drive Asset Management LLC is $23.27 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $23.27 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $11.64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harbor Drive Asset Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thomas Henry Dittmer Member 1 Jul 2005 75% - 100% 1367878
Crt Principals Llc Member 1 Dec 2006 50% - 75% 06-1530327
Crt Investors Llc Member 1 Dec 2006 25% - 50% 56-2306867
Savanna Investors Llc Member 1 Dec 2006 25% - 50% 48-3469962

Based in Stamford

The principal office where Harbor Drive Asset Management LLC performs its advisory services is located at 262 Harbor Drive, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-569-6400 or by fax 203-569-6918. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.crtllc.com.