Bacap Advisory Partners, LLC (Charlotte)


Bacap Advisory Partners, LLC is a large advisory firm based in Charlotte. It manages $61.35 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of North Carolina.

Bacap Advisory Partners provides portfolio management for investment companies and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bacap Advisory Partners: assets under management

The assets under management (AUM) of Bacap Advisory Partners, LLC is $61.35 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 159% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $61.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $61.35 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bacap Advisory Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bacap Advisory Partners, LLC

Hollis Keith Winn has been acting as President since 1 Nov 2003. Alpesh Rathod joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Edward David Bedard Coo/treasurer 1 Mar 2002 Other 2269354
Robert Harry Gordon Various to president 1 Mar 2002 Other 2141479
Arthur Anthony Fritz Compliance officer 1 Mar 2002 Other 1077718
Llc Bacap Distributors Managing member 1 Mar 2002 75% - 100% 46088
Peter David Taube Treasurer 1 May 2002 Other 2307746
Mary Anne Mullin Compliance officer 1 Aug 2002 Other 2162284
Richard Michael Demartini Interim president 1 Oct 2003 Other 809586
Hollis Keith Winn President 1 Nov 2003 Other 1003441
Jennifer Nye Chief compliance officer 1 Aug 2004 Other 2219651
Alpesh Rathod Chief compliance officer 1 Mar 2005 Other 4940438

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
N.A. Bank Of America Shareholder 1 Aug 1995 75% - 100% 56-0927416
Nb Holdings Corporation Shareholder 1 Aug 1995 75% - 100% 57-1857749
Bank Of America Corporation Shareholder 1 Aug 1995 75% - 100% 56-0906609

Based in Charlotte

The principal office where Bacap Advisory Partners, LLC performs its advisory services is located at 101 South Tryon Street, Charlotte, NC 28255 The mailing address of the firm is 101 South Tryon Street, Charlotte, NC 28255. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 704-386-0495 or by fax 704-388-2187. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday.