Plexus Financial Services (Deer Park)


Plexus Financial Services is a related adviser based in Deer Park. It manages $32 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2010.

Plexus Financial Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Plexus Financial Services: assets under management

The assets under management (AUM) of Plexus Financial Services is $32 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Plexus Financial Services for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Plexus Financial Services

The Plexus Group Llc joined the executive team most recently as the Member / Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
The Plexus Group Llc Member / manager 1 Jan 2010 75% - 100% 36-4116295
John William Vogel Chief executive officer 1 Jan 2010 Other xxx-xx-xxxx
Lawrence A. Tantilla Chief compliance officer 1 Jan 2010 Other xxx-xx-xxxx
Thad Jurczak Chief financial officer 1 Jan 2010 Other xxx-xx-xxxx

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Walter R. Fawcett Iii Manager 1 Jan 2001 25% - 50% xxx-xx-xxxx
Inc. Plexus Holdings Member 1 Jan 2010 50% - 75% 36-3689196

Based in Deer Park

The principal office where Plexus Financial Services performs its advisory services is located at 21805 Field Parkway, Deer Park, IL 60010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-307-6100 or by fax 847-307-6199. The normal business hours are 8 am - 5 pm on Monday - Friday.