Sector Analysts LLC (Allentown)


Sector Analysts LLC is a large advisory firm based in Allentown. It manages $129.52 million of regulatory assets for 625 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Florida, Louisiana, Pennsylvania, South Carolina, and Texas.

Sector Analysts provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sector Analysts: assets under management

The assets under management (AUM) of Sector Analysts LLC is $129.52 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $129.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $207.24 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 64% of the total AUM. The second-largest asset type is exchange traded securities, which make up 22% of the firm’s portfolio. Investments in cash and cash equivalents form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sector Analysts LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sector Analysts serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Sector Analysts is individuals with 587 clients and $86.6 million of assets under management. Among the 8 most similar advisory firms, Sector Analysts has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $129.52 million for 625 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sector Analysts doesn't advise any private funds.

Careers at Sector Analysts LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Patrick James Hutchinson Member/chief compliance officer 1 Mar 2015 50% - 75% 1628728
John David Tumolo Member/investment advisor representative 1 Mar 2015 50% - 75% 4143301

Based in Allentown

The principal office where Sector Analysts LLC performs its advisory services is located at 7201 Hamilton Blvd., Allentown, PA 18195, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-945-8014 or by fax 610-290-6876. The normal business hours are 9-5 on Monday - Friday.