Ddj Capital Management LLC is a large advisory firm based in Waltham. It manages $8.22 billion of regulatory assets for 45 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Massachusetts.
Ddj Capital Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ddj Capital Management LLC is $8.22 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 626% since the beginning of its operation, and $1.89 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Ddj Capital Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, charitable organizations, other investment advisers, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of David John Breazzano is other investment advisers with 12 clients and $4.07 billion of assets under management. Among the 8 most similar advisory firms, Ddj Capital Management has the highest percentage of other investment advisers out of all clients.
The amount of regulatory assets under management is $8.22 billion for 37 clients. 27% of the firm’s clients are foreign persons or businesses.
Ddj Capital Management also advises several private funds. Namely, two hedge funds, two other private funds, and one private equity fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.
The company employs 55 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
David John Breazzano has been acting as President since 1 Mar 1996. The Anthony M. Ranaldi Revocable Trust joined the executive team most recently as the Na.
The principal office where Ddj Capital Management LLC performs its advisory services is located at 130 Turner Street, Waltham, MA 02453, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 781-283-8500 or by fax 781-419-9180. The normal business hours are 8:30 a.m.-5:30 p.m. on Monday - Friday. You can find more information about the New York firm at ddjcap.com.