Gcic Us Ltd. (Toronto, Ontario)

Gcic Us Ltd. is an investment adviser to an investment company based in Toronto, Ontario. It manages $422.65 million of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2012.

Gcic Us provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gcic Us: assets under management

The assets under management (AUM) of Gcic Us Ltd. is $422.65 million. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $414.22 million in discretionary accounts and $8.43 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.81 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $8.43 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Gcic Us Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gcic Us Ltd.

Jordy Warren Chilcott has been acting as President since 1 Oct 2011. Edna Angelina Chu joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Goodman & Company Investment Counsel Ltd.) Gcic Ltd. (Formerly	Shareholder	1 Apr 1998	75% - 100%	foreign
Gcic Ltd.	Shareholder	1 Apr 1998	75% - 100%	foreign
David Jason Goodman	Director, president and chief executive officer	1 Jan 2005	Other	5035568
John Pereira	Director, executive vice president and chief financial officer	1 Jan 2009	Other	5339121
Bruno Carchidi	Chief compliance officer	1 Jan 2009	Other	5642023
Jim Morris	Senior vice president, finance	1 Oct 2010	Other	5900320
Jordy Warren Chilcott	Director	1 Oct 2011	Other	6022626
Justin Haydon Ashley	Vice president, fund administration	1 Oct 2011	Other	6158796
John Pereira	Director	1 Oct 2011	Other	5339121
Roxana Tavana	Associate general counsel & head of legal, global asset management	1 Jan 2012	Other	6158774
Jordy Warren Chilcott	Acting president	1 Sep 2012	Other	6022626
Jim Morris	Managing director, dynamic funds	1 Oct 2012	Other	5900320
Robin Philip Christian Lacey	Director and president	1 Jun 2013	Other	4449426
Edna Angelina Chu	Chief compliance officer	1 Nov 2013	Other	4935256
Walter Antonio Pavan	Chief financial officer	1 Nov 2013	Other	5908856

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Dmfl Holding Corp.	Shareholder	1 Jan 2003	75% - 100%	foreign
Dundeewealth Inc.	Shareholder	1 Jan 2011	75% - 100%	foreign
Holliswealth Inc.	Shareholder	1 Jan 2011	75% - 100%	foreign
The Bank Of Nova Scotia	Shareholder	1 Feb 2011	75% - 100%	foreign
Dwm Ii Inc.	Shareholder	1 Feb 2012	75% - 100%	foreign

Based in Toronto, Ontario

The principal office where Gcic Us Ltd. performs its advisory services is located at 1 Adelaide Street East, Toronto, Ontario, M5 C 2 V9, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-363-9097 or by fax 416-865-3463. The normal business hours are 9:00am - 6:00pm on Monday - Friday.