Hudson Realty Capital LLC (New York)


Hudson Realty Capital LLC is a large advisory firm based in New York. It manages $118.71 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Hudson Realty Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hudson Realty Capital: assets under management

The assets under management (AUM) of Hudson Realty Capital LLC is $118.71 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $118.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.84 million each.
Hudson Realty Capital has custody of $118.71 million in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hudson Realty Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hudson Realty Capital serves?

The only and largest group of clients of Hudson Realty Capital is pooled investment vehicles with 8 clients and $118.71 million of assets under management. Among the 9 most similar advisory firms, Hudson Realty Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $118.71 million for 8 clients. None of the firm’s clients are foreign persons or businesses.

Hudson Realty Capital also advises several private funds. Namely, five real estate funds. The minimum investment commitment required of non-related persons ranges from $64,183 to $75,000,000.

Careers at Hudson Realty Capital LLC

The company employs 10 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Jon Loo Managing director & founding partner 1 Jan 2003 25% - 50% 2217916
Richard Anthony Ortiz Managing director & founding partner 1 Jan 2003 25% - 50% 2403447
Sanford Sigmund Herrick Managing director & founding partner 1 Jan 2003 Other 2768233
Michael Jhett Arman Managing director, chief financial officer & chief compliance officer 1 Jan 2003 Other 3069634
Garfield Ross Spencer Managing director 1 Jan 2004 Other 6015683
Renee Jennifer Lewis Managing director 1 Mar 2006 Other 6015685
Andrew Bloom General counsel & chief compliance officer 1 Sep 2014 Other 6394534
Renee Jennifer Lewis Member 1 Oct 2014 Other 6015685
Arthur Brodsky Chief financial officer 1 Oct 2014 Other 6470694
Paul Clyde Griffin Chief financial officer 1 May 2016 Other 6776343

Based in New York

The principal office where Hudson Realty Capital LLC performs its advisory services is located at 570 Lexington Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-532-3553 or by fax 212-532-7901. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at hudsonrealtycapital.com.