Pimco Funds Advisors LLC (New York)


Pimco Funds Advisors LLC is a large advisory firm based in New York. It manages $14.45 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Connecticut, and New York.

Pimco Funds Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pimco Funds Advisors: assets under management

The assets under management (AUM) of Pimco Funds Advisors LLC is $14.45 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 20543% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.45 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.45 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pimco Funds Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pimco Funds Advisors LLC

Allianz Dresdner Asset Management Of America Llc joined the executive team most recently as the Unitholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stephen Joseph Treadway Chief executive officer 1 May 2000 Other 1681478
Francis Casimir Poli Chief compliance officer 1 May 2000 Other 1628917
Pimco Advisory Services Holdings Llc Member 1 Jul 2001 75% - 100% 114559
Pimco Advisors Retail Holdings Llc Member 1 Jul 2001 75% - 100% 33-0977088
John C Maney Chief financial officer 1 Oct 2001 Other 4478905

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Adam U.S. Holding Llc Managing member 1 May 2000 25% - 50% 95-1079000
Pacific Asset Management Llc Member 1 May 2000 50% - 75% 95-1079000
Pacific Life Insurance Company Member 1 May 2000 75% - 100% 95-1079000
Pacific Mutual Holding Company Stockholder 1 May 2000 75% - 100% 33-0769202
Allianz Dresdner Asset Maangement Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Inc. Allianz Of America Member 1 May 2000 75% - 100% 13-3412614
Allianz Ag Stockholder 1 May 2000 75% - 100% 00-0000000
Pacific Financial Products Inc. Unitholder 1 May 2000 25% - 50% 04-3092764
Allianz Paclife Partners Llc General partner/ unitholder 1 May 2000 25% - 50% 33-0915825
Allianz Dresdner Asset Management Of America L.P. Member 1 Jul 2001 75% - 100% 06-1349805
Allianz Dresdner Asset Management Of America Llc Unitholder 1 Jan 2002 25% - 50% 06-1605361

Based in New York

The principal office where Pimco Funds Advisors LLC performs its advisory services is located at 1345 Avenue Of The Americas, New York, NY 10105 4800 The mailing address of the firm is 888 San Clemente Drive, Newport Beach, CA 92660. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number (212)739-3000 or by fax (212)739-3227. The normal business hours are 9:00 - 5:00 on Monday - Friday.