Aea Qp Advisers LLC (New York)


Aea Qp Advisers LLC is a large advisory firm based in New York. It manages $8.62 billion of regulatory assets for 165 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Connecticut and New York.

Aea Qp Advisers provides portfolio management for pooled investment vehicles and seek and monitor investments under commitment agreements.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aea Qp Advisers: assets under management

The assets under management (AUM) of Aea Qp Advisers LLC is $8.62 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 78936% since the beginning of its operation, and $5.84 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $8.62 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $52.25 million each.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aea Qp Advisers LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aea Qp Advisers serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Aea Qp Advisers is pooled investment vehicles with 16 clients and $8.61 billion of assets under management. Among the 11 most similar advisory firms, Aea Qp Advisers has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $8.62 billion for 165 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 43% of the firm’s clients are foreign persons or businesses.

Aea Qp Advisers also advises several private funds. Namely, four hedge funds and twenty five private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $12,800,000.

Careers at Aea Qp Advisers LLC

The company employs 94 people that are either part- or full-time employees. 77 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Luis Garcia President & ceo of aea qp advisers llc, aea advisers llc and aea investors lp 1 Nov 2002 Other 2567647
Aea Investors Llc Sole member 1 Nov 2002 75% - 100% 13-2653919
Vincent Alexis Mai Chairman & ceo 1 Nov 2002 Other 821570
Christine Joanne Smith Vice president, secretary & general counsel 1 Nov 2002 Other 4343296
Murray D Karp Chief financial officer, treasurer & assistant secretary 1 Nov 2002 Other 4521051
Aea Mezzanine Management Gp Llc General partner of aea mezzanine management lp 1 Apr 2005 75% - 100% 20-2513836
Christopher Parker Mahan Chief financial officer, treasurer & assistant secretary 1 Nov 2005 Other 4859970
Sanford Krieger Chief compliance officer and vice president 1 Jul 2006 Other 5227625
Aea Debt Management Gp Llc General partner of aea debt management lp 1 Jul 2007 75% - 100% 26-0566241
Aea Middle Market Debt Management Gp Llc General partner of aea middle market debt management lp 1 Jul 2007 75% - 100% 26-0566241
Aea Investors Lp Sole member of aea qp advisers llc and aea advisers llc 1 Jan 2009 75% - 100% 59-3761840
Steven Edward Decillis Chief financial officer, treasurer & asst secretary of aea qp advisers llc, aea investors llc and aea investors lp 1 Apr 2011 Other 5915462
Barbara Burns Chief compliance officer and general counsel of aea qp advisers llc and cco of all relying advisers 1 Jan 2013 Other 5139115
Barbara Lynn Burns Chief compliance officer and general counsel of aea qp advisers llc and cco of all relying advisers 1 Jan 2013 Other 5139115
Brian Richard Hoesterey President of aea investors lp 1 Jan 2018 Other 1995815

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Aea Management Llc General partner 1 Nov 2002 Other 35-2186689
Aea Management Lp Managing member 1 Nov 2002 75% - 100% 59-3761840
John Luis Garcia Managing member of aea management llc, aea debt management gp llc 1 Feb 2003 Other 2567647
Vincent Alexis Mai Limited partner 1 Feb 2003 25% - 50% 821570
Joseph Dominic Carrabino Managing member of aea debt management gp llc 1 Jul 2007 Other 1949720
Aea Advisers Holdings (Mmpe) Lp Limited partner of aea investors holdings lp 1 Aug 2017 75% - 100% 82-2635514
Aea Investors Holdings Lp Limited partner of aea investors lp 1 Aug 2017 75% - 100% 82-2584345
Brian Richard Hoesterey Managing member of aea management llc 1 Jul 2019 Other 1995815

Based in New York

The principal office where Aea Qp Advisers LLC performs its advisory services is located at 666 Fifth Avenue, New York, NY 10103, which is also the mailing address of the firm. An additional office of the firm is in Stamford, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-644-5900 or by fax 212-702-0518. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at aeainvestors.com.