Breithorn Capital Management LLC (New York)


Breithorn Capital Management LLC is a large advisory firm based in New York. It manages $157.16 million of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Connecticut and New York.

Breithorn Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Breithorn Capital Management: assets under management

The assets under management (AUM) of Breithorn Capital Management LLC is $157.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $157.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.48 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Breithorn Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Ronald John Ulrich Sole managing member 1 Jun 2010 25% - 50% 451499

Based in New York

The principal office where Breithorn Capital Management LLC performs its advisory services is located at 509 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-487-4960 or by fax 212-207-8872. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at breithorn.com/.