Park Capital Management, LLC is a large advisory firm based in Madison. It manages $128.2 million of regulatory assets for 567 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Ohio and Wisconsin.
Park Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Park Capital Management, LLC is $128.2 million. The firm's AUM has grown by 0% since the beginning of its operation, and $257.12 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Park Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Clinton Lee Bauch is individuals with 412 clients and $69.28 million of assets under management. Among the 10 most similar advisory firms, Park Capital Management has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $126.58 million for 422 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Park Capital Management doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Clinton Lee Bauch has been acting as President since 1 Jul 2012. John Paul Friar joined the executive team most recently as the Member.
The principal office where Park Capital Management, LLC performs its advisory services is located at 700 Regent St., Madison, WI 53715, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 608-252-9637 or by fax 608-257-4324. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at parkcapitalmgt.com and its LinkedIn profile.