Fk Capital Management, Ltd. (Nassau)

Name: Fk Capital Management, Ltd.
Address: Capital Union Bank Financial Center, Nassau
Telephone: 242 362 4145

Fk Capital Management, Ltd. is an adviser based in Nassau. It manages $210 million of regulatory assets for 65 client accounts. It has been registered with the SEC as an adviser since 2017.

Fk Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fk Capital Management: assets under management

The assets under management (AUM) of Fk Capital Management, Ltd. is $210 million, all of which is managed in discretionary accounts. $210 million of the total AUM is attributable to clients outside of the United States.

The firm manages $210 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.23 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fk Capital Management, Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fk Capital Management serves?

The firm provides services to individuals, other investment advisers, high net worth individuals, and pooled investment vehicles. The largest group of clients of Fk Capital Management is pooled investment vehicles with 1 clients and $210 million of assets under management. Among the 8 most similar advisory firms, Fk Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $210 million for 38 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 100% of the firm’s clients are foreign persons or businesses.

Fk Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Fk Capital Management, Ltd.

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jorge Nmn Finkler	Partner	1 Mar 2015	25% - 50%	6876545
Eduardo Nmn Finkler	Partner	1 Mar 2015	25% - 50%	6876547
Ruben Nmn Kupferman	Managing partner & chief compliance officer	1 May 2015	25% - 50%	6876544

Based in Nassau

The principal office where Fk Capital Management, Ltd. performs its advisory services is located at Capital Union Bank Financial Center, Nassau, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 242 362 4145 or by fax N/A. The normal business hours are 8:00 am-6:00 pm on Monday - Friday. You can find more information about the New York firm at fkcapitalmanagement.com.