Legg Mason Fund Adviser Inc (Baltimore)


Legg Mason Fund Adviser Inc is a large advisory firm based in Baltimore. It manages $14.9 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2001.

Legg Mason Fund Adviser provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Legg Mason Fund Adviser: assets under management

The assets under management (AUM) of Legg Mason Fund Adviser Inc is $14.9 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.9 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $827.83 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Legg Mason Fund Adviser Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Legg Mason Fund Adviser Inc

Deepak Chowdhury has been acting as President since 1 Aug 2000. Robert Jay Gerken joined the executive team most recently as the President And Chief Executive Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Legg Mason Sole shareholder 1 Jan 1982 75% - 100% 52-1200960
Marie Kelly Karpinski Vice president and treasurer 1 Mar 1986 Other 1339878
Edward Albert Taber Chairman and director 1 Sep 1992 Other 1778866
Timothy Charles Scheve Director 1 Jan 1994 Other 1319072
Raymond Adams Mason Director 1 Jan 1999 Other 322297
Deepak Chowdhury President 1 Aug 2000 Other 1770083
Philip Edwin Sachs Vice president 1 Aug 2000 Other 1054275
Mark Raymond Fetting Director 1 May 2001 Other 733409
Deepak Chowdhury Vice president 1 Jan 2002 Other 1770083
Edward Albert Taber Director 1 Jan 2002 Other 1778866
Mark Raymond Fetting President and director 1 Jan 2002 Other 733409
Marc Russell Duffy Vice president and secretary 1 Jan 2002 Other 4122001
Joseph Patrick Larocque Vice president 1 Oct 2002 Other 4363277
Gregory Merz Secretary 1 Apr 2004 Other 4518187
Amy Mitola Olmert Chief compliance officer 1 Aug 2004 Other 2928970
Amy Mitola Olmert Vice president 1 Jun 2007 Other 2928970
Theodore Paul Becker Chief compliance officer 1 Jun 2007 Other 1745578
Peter Lanning Bain Vice president and director 1 Jun 2007 Other 4221890
Charles James Daley Vice president and director 1 Jun 2007 Other 1808224
Richard Michael Wachterman Secretary 1 Jun 2007 Other 1367425
Robert Blair Shepler Vice president 1 Jun 2007 Other 4032042
Edward Joseph Hoffman Vice president 1 Jun 2007 Other 2985283
Thomas Clifton Merchant Vice president and assistant secretary 1 Jun 2007 Other 3126886
David R. Odenath Director 1 Apr 2009 Other 5164773
Robert Jay Gerken President and chief executive officer 1 Jun 2009 Other 1340228
Robert Blair Shepler Senior vice president 1 Jun 2009 Other 4032042
Jeanne Marie Kelly Senior vice president 1 Jun 2009 Other 5069959
Rocco Angelo Delguercio Chief financial officer 1 Jun 2009 Other 1616959

Based in Baltimore

The principal office where Legg Mason Fund Adviser Inc performs its advisory services is located at 100 International Drive, Baltimore, MD 21202, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 410-539-0000 or by fax 410-454-4408. The normal business hours are 8:30am - 5:00pm on Monday - Friday.