Nwk Group, Inc. is a large advisory firm based in San Francisco. It manages $264.34 million of regulatory assets for 283 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.
Nwk Group provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Nwk Group, Inc. is $264.34 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 831% since the beginning of its operation, and $498.86 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Nwk Group, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Nwk Group is high net worth individuals with 63 clients and $118.1 million of assets under management. Among the 12 most similar advisory firms, Nwk Group has the 5th lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $136.83 million for 115 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Nwk Group doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Nwk Group, Inc. performs its advisory services is located at 155 Montgomery Street, San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-362-0122 or by fax 415-362-0693. The normal business hours are 7:00am-4:00pm on Monday - Friday. You can find more information about the New York firm at nwkgroup.com.