Tricapital Advisors Inc (North Bethesda)


Tricapital Advisors Inc is a large advisory firm based in North Bethesda. It manages $173.35 million of regulatory assets for 888 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, District of Columbia, Florida, and 7 other states.

Tricapital Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tricapital Advisors: assets under management

The assets under management (AUM) of Tricapital Advisors Inc is $173.35 million. The firm's AUM has grown by 367% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $166.99 million in discretionary accounts and $6.36 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $188.26 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $6.36 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tricapital Advisors Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tricapital Advisors Inc

Tricapital Advisors Inc is owned by Robert Nmi Lopinto. Jan Amie Soldinger Campbell joined the executive team most recently as the Vice President Of Operations.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Nmi Lopinto Owner 1 Jul 1993 Other 1047773
Marc Allan Freedman President, managing partner 1 Jul 1993 25% - 50% 1094914
Robert Lopinto Owner 1 Jul 1993 Other 1047773
Mark Elliot Schwartz Vice president 1 Aug 1998 Other 1146698
Mark Elliot Schwartz President and chief compliance officer 1 May 2006 75% - 100% 1146698
Jan Amie Soldinger Campbell Vice president of operations 1 Jul 2006 Other 1700247

Based in North Bethesda

The principal office where Tricapital Advisors Inc performs its advisory services is located at 11140 Rockville Pike, North Bethesda, MD 20852, which is also the mailing address of the firm. An additional office of the firm is in Fairfield, IA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 301-231-8181 or by fax 301-231-7227. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at tricapital.com.