Msdw Capital Partners Iv Inc (New York)


Msdw Capital Partners Iv Inc is a large advisory firm based in New York. It manages $1.11 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001.

Msdw Capital Partners Iv provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Msdw Capital Partners Iv: assets under management

The assets under management (AUM) of Msdw Capital Partners Iv Inc is $1.11 billion. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28.35 million in discretionary accounts and $1.08 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.35 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $539.66 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Msdw Capital Partners Iv Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Msdw Capital Partners Iv Inc

Mitchell Moses Merin has been acting as President since 1 Oct 2004. Michael Henry joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Karen Hall Bechtel Managing director, director 1 Aug 1998 Other 1367916
Bernard Gault Managing director, director 1 Aug 1998 Other 4391124
Howard Ira Hoffen Managing director, director 1 Aug 1998 Other 1996419
Michael Martin Janson Managing director, director 1 Aug 1998 Other 1453943
Kenneth Francis Clifford Managing director, treasurer 1 Aug 1998 Other 1830922
Peter Rockwell Vogelsang Managing director, secretary 1 Aug 1998 Other 2062375
Morgan Stanley Shareholder 1 Aug 1998 75% - 100% 36-3145972
Morgan Stanley Parent/beneficial owner 1 Dec 1998 75% - 100% 36-3145972
James Stevenson Hoch Managing director, director 1 Nov 1999 Other 1567647
Michael Carey Hoffman Managing director, director 1 Nov 1999 Other 1559447
Howard Ira Hoffen Chairman, ceo and director 1 Feb 2001 Other 1996419
Eric Todd Fry Managing director 1 Dec 2001 Other 1994937
Christian Pierre Rochat Managing director 1 Dec 2001 Other 3085648
Leigh Jonathan Abramson Managing director 1 Dec 2001 Other 2083459
Gustavo Rodolpho Schwed Managing director 1 Dec 2001 Other 1343216
Andrew Neal Siegel Chief legal officer 1 Sep 2002 Other 4226449
John Joohahn Moon Managing director 1 Dec 2002 Other 1875161
Jeffrey Marc Siegal Managing director 1 Dec 2003 Other 4450182
Mitchell Moses Merin Chairman 1 Oct 2004 Other 1605328
Yiehsin Hung Director, managing director 1 Oct 2004 Other 1586401
Jeffrey Deane Hahn Director, cfo and executive director 1 Oct 2004 Other 2246182
Carsten Otto Chief compliance officer 1 Oct 2004 Other 2688833
Bernard Vincent Peterson Chief legal officer, secretary and exec director 1 Oct 2004 Other 4278347
Jay Howard Mantz Global co-head of merchant banking 1 Feb 2006 Other 2088508
Jennifer Murphy Cattier Chief legal officer 1 Feb 2007 Other 4175467
Agatha Teresa Pakruda Chief compliance officer 1 Jul 2007 Other 2059284
Agatha Teresa Ruddy Chief compliance officer 1 Jul 2007 Other 2059284
Alan Kent Jones President, chief executive officer, director, and managing director 1 Aug 2007 Other 1747074
Stephen Spaulding Trevor Chairman of the board, director and managing director 1 Aug 2007 Other 2270192
Mary Caracappa Chief administrative officer of merchant banking 1 Oct 2007 Other 1579374
Alan Kent Jones Head of private equity 1 Nov 2007 Other 1747074
Steven Umlauf Chief risk officer 1 Jan 2009 Other 2343181
Jennifer Murphy Cattier Chief compliance officer 1 Jun 2009 Other 4175467
Christopher Leroy Odell Chief legal officer 1 Jun 2009 Other 3149189
Fred Steinberg Chief financial officer and director 1 Aug 2009 Other 2171948
Edmond N Moriarty Coo of morgan stanley investment management and head of merchant banking and real estate investing 1 Feb 2010 Other 1744318
John Joohahn Moon Director 1 Jul 2010 Other 1875161
Eric Todd Fry Director 1 Jul 2010 Other 1994937
Gregory J Fleming President of morgan stanley investment management and morgan stanley smith barney 1 Jul 2010 Other 2338986
Jason Seth Koenig Chief legal officer 1 Mar 2011 Other 4914223
Michael Henry Chief compliance officer 1 Feb 2012 Other 4935884

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Morgan Stanley Dean Witter & Co. Beneficial owner 1 Aug 1998 75% - 100% 36-3145972

Based in New York

The principal office where Msdw Capital Partners Iv Inc performs its advisory services is located at 1 Ny Plaza, 32 Nd Floor, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 2122765211 or by fax 2125078565. The normal business hours are 9:00am to 6:00pm on Monday - Friday. You can find more information about the New York firm at www.morganstanley.com/privateequity.

Registered investment advisers similar to Msdw Capital Partners Iv Inc