Mmc Securities LLC is a pension cosultant based in New York. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Mmc Securities provides pension consulting services, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as see section 6.a. of schedule d.
The advisory firm has several streams of revenue. Clients pay Mmc Securities LLC for their services and products based on hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Troy Kenneth Saharic is pension and profit sharing plans with 388 clients and $0 of assets under management. Among the 8 most similar advisory firms, Mmc Securities has the highest percentage of pension and profit sharing plans out of all clients.
1% of the firm’s clients are foreign persons or businesses.
Mmc Securities doesn't advise any private funds.
The company employs 106 people that are either part- or full-time employees. 31 percent of the employees work as investment advisers or researchers. 33 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Troy Kenneth Saharic has been acting as President since 1 May 2018. Seabury & Smith Llc joined the executive team most recently as the Owner.
The principal office where Mmc Securities LLC performs its advisory services is located at 1166 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-345-5000 or by fax 212-345-2778. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.