Goehring & Rozencwajg Associates, LLC (New York)


Goehring & Rozencwajg Associates, LLC is an investment adviser to an investment company based in New York. It manages $30.97 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2016.

Goehring & Rozencwajg Associates provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Goehring & Rozencwajg Associates: assets under management

The assets under management (AUM) of Goehring & Rozencwajg Associates, LLC is $30.97 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 416% since the beginning of its operation, and $1.74 million of the total AUM is attributable to clients outside of the United States.

The firm manages $30.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.74 million each.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Goehring & Rozencwajg Associates, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Goehring & Rozencwajg Associates serves?

The firm provides services to investment companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Goehring & Rozencwajg Associates is investment companies with 1 clients and $27.64 million of assets under management. Among the 3 most similar advisory firms, Goehring & Rozencwajg Associates has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $30.97 million for 4 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 5% of the firm’s clients are foreign persons or businesses.

Goehring & Rozencwajg Associates doesn't advise any private funds.

Careers at Goehring & Rozencwajg Associates, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Adam Alexandar Rozencwajg Managing member, cco 1 Dec 2015 50% - 75% 4988178
Leigh Richard Goehring Managing member 1 Dec 2015 50% - 75% 6653612
Leigh Goehring Managing partner 1 Dec 2015 50% - 75% 6653612
Joseph Kevin Herlihy Chief compliance officer 1 Jul 2017 Other 1277346

Based in New York

The principal office where Goehring & Rozencwajg Associates, LLC performs its advisory services is located at 110 Wall Street, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-216-9777. The normal business hours are 9am-6pm on Monday - Friday. You can find more information about the New York firm at gorozen.com.