Financial Insights Inc is a large advisory firm based in Tacoma. It manages $367.97 million of regulatory assets for 650 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 4 other states.
Financial Insights provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Financial Insights Inc is $367.97 million. The firm's AUM has grown by 811% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Financial Insights Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Dorothy Anne Lewis is high net worth individuals with 111 clients and $211.88 million of assets under management. Among the 12 most similar advisory firms, Financial Insights has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $366.97 million for 645 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Financial Insights doesn't advise any private funds.
The company employs 18 people that are either part- or full-time employees. 39 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Dorothy Anne Lewis has been acting as President since 1 Feb 1981. Alexandria A Criss joined the executive team most recently as the Chief Compliance Officer/Managing Partner.
The principal office where Financial Insights Inc performs its advisory services is located at 3110 Ruston Way, Suite C, Tacoma, WA 98402 5308 The mailing address of the firm is 2323 N 30 Th Street, Tacoma, WA 98403. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 253-627-6010 or by fax 253-627-6097. The normal business hours are 7:00am -4:00pm on Other. You can find more information about the New York firm at financialinsights.net.