Finaccess Advisors, LLC (Miami)

Finaccess Advisors, LLC is a large advisory firm based in Miami. It manages $4.19 billion of regulatory assets for 132 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Florida.

Finaccess Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and wealth mgmt services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Finaccess Advisors: assets under management

The assets under management (AUM) of Finaccess Advisors, LLC is $4.19 billion. The firm's AUM has grown by 4220% since the beginning of its operation, and $4.08 billion of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in pooled investment vehicles the most. They account for 33% of the total AUM. The second-largest asset type is exchange traded securities, which make up 30% of the firm’s portfolio. Investments in cash and cash equivalents form 30% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Finaccess Advisors, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Finaccess Advisors serves?

The firm provides services to individuals, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Finaccess Advisors is pooled investment vehicles with 12 clients and $3.18 billion of assets under management. Among the 13 most similar advisory firms, Finaccess Advisors has the 7th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.19 billion for 82 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 98% of the firm’s clients are foreign persons or businesses.

Finaccess Advisors doesn't advise any private funds.

Careers at Finaccess Advisors, LLC

The company employs 16 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Natalio Gabriel Tolchinsky has served as the Chief Investment Officer since 1 Dec 2009 and Javier Lopez Casado is the Chief Executive Officer of Finaccess Advisors, LLC family office. Carlos Fernandez Gonzalez joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Finaccess Inversiones S.A.P.I. De C.V.	Managing member	1 Oct 2009	75% - 100%	n/a
Grupo Finaccess S.A.P.I. De C.V.	Managing member	1 Oct 2009	75% - 100%	n/a
Robert Rodriguez	Chief executive officer	1 Dec 2009	Other	2051214
Mario Mino Covo	Chief operating officer	1 Dec 2009	Other	2348394
Natalio Gabriel Tolchinsky	Chief investment officer	1 Dec 2009	Other	1774071
Lauree A. Cameron Eckler	Chief compliance officer	1 Dec 2009	Other	5512288
Finaccess Mexico S.A. De C.V.	Member	1 Dec 2009	75% - 100%	na
Javier Lopez Casado	Chief executive officer	1 Nov 2010	Other	5866057
Lauree A. Cameron Eckler	Chief operatng officer/chief compliance officer	1 Nov 2010	Other	5512288
Alexandre A. Da Silva	Portfolio manager	1 Jan 2012	Other	4196085
Daniel Eduardo Diaz	Chief compliance officer	1 Jul 2012	Other	6099335
Javier Lopez Casado	Chief executive officer	1 Jul 2012	Other	5866057
Pablo Cortes Lascurain	Managing director	1 Jun 2014	Other	5927289

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Fideicomiso Irrevocable (Irrevocable Trust) No. F/00728	Trust	1 Dec 2009	75% - 100%	na
The Bank Of New York Mellon S.A. Institucion De Banca Multiple	Trustee	1 Dec 2009	Other	na
S.A.P.I. De C.V. Finaccess Inversiones	Shareholder	1 Dec 2009	75% - 100%	na
Carlos Fernandez Gonzalez	Owner	1 Apr 2015	75% - 100%	6614033

Based in Miami

The principal office where Finaccess Advisors, LLC performs its advisory services is located at 1111 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305.377.1112 or by fax 305.675.7784. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday.