Oxford Square Management, LLC (Greenwich)


Oxford Square Management, LLC is a large advisory firm based in Greenwich. It manages $467.15 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Connecticut.

Oxford Square Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Oxford Square Management: assets under management

The assets under management (AUM) of Oxford Square Management, LLC is $467.15 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $467.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $467.15 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oxford Square Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Oxford Square Management serves?

The only and largest group of clients of Oxford Square Management is business development companies with 1 clients and $467.15 million of assets under management. Among the 11 most similar advisory firms, Oxford Square Management has the highest percentage of business development companies out of all clients.

The amount of regulatory assets under management is $467.15 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Oxford Square Management doesn't advise any private funds.

Careers at Oxford Square Management, LLC

The company employs 20 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Oxford Funds Managing member 1 Jul 2003 75% - 100% 32-0052735
Jonathan Harris Cohen Ceo 1 Jul 2003 Other 1855647
Saul B Rosenthal Coo and president 1 Jul 2003 Other 3125081
Charles Morgan Royce Member 1 Jul 2011 Other 406314
Gerald Richard Cummins Chief compliance officer 1 Jun 2015 Other 1322563
Inc. Royce Family Fund Member 1 Jul 2015 Other 13-3318620
Bruce Lawrence Rubin Chief financial officer 1 Aug 2015 Other 6554037

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Saul Barak Rosenthal Member 1 Jul 2003 25% - 50% 3125081

Based in Greenwich

The principal office where Oxford Square Management, LLC performs its advisory services is located at 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-983-5275 or by fax 203-983-5290. The normal business hours are 8:30am-5:30pm on Monday - Friday.