Planmember Advisors Corporation (Carpinteria)

Name: Planmember Advisors Corporation
Address: 6187 Carpinteria Avenue, Carpinteria, CA, 93013
Telephone: 805-684-1199

Planmember Advisors Corporation is a related adviser based in Carpinteria. It manages $51.15 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Planmember Advisors Corporation provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and provides investment supervisory services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Planmember Advisors Corporation: assets under management

The assets under management (AUM) of Planmember Advisors Corporation is $51.15 million. The firm's AUM has gone down by -82% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $49.68 million in discretionary accounts and $1.46 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $24.84 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.46 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Planmember Advisors Corporation for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Planmember Advisors Corporation

Jon Michael Ziehl has been acting as President since 1 Sep 1984. William Starr Kemble joined the executive team most recently as the Cfo/Svp Finance.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jon Michael Ziehl	President	1 Sep 1984	Other	707642
Planmember Financial Corporation	Owner	1 Dec 1991	75% - 100%	25-1651947
Jeffrey Frank Karfonta	Svp finance	1 Sep 1996	Other	2677784
Richard Hillyard Ford	Svp broker dealer	1 Sep 1997	Other	1349184
Patricia Marie Stonedamen	Vice president legal/compliance	1 Jan 1998	Other	2667517
Terrall Joseph Janeway	Chief operating officer	1 Oct 1998	Other	2947154
Steven Jerome Neperud	Vice president business development	1 Jun 2000	Other	2625783
Charlie Kent Christian	Evp sales & business development	1 Dec 2000	Other	1465883
Abdiel Alan Valenzuela	Vp compliance/cco	1 Nov 2004	Other	1986132
Daniel Anthony Murphy	Vp chief compliance officer	1 Mar 2005	Other	2407381
William Starr Kemble	Cfo/svp finance	1 Jan 2008	Other	5239389

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Austin Edward Hills	Shareholder series a	1 Jul 1993	50% - 75%	1527339
Dean Alan Ziehl	Shareholder series a	1 Jul 1993	25% - 50%	4070988
Robert Scott London	Shareholder class b	1 Mar 1996	25% - 50%	312098
Marie Estes Collins	Shareholder series b	1 Jul 1996	25% - 50%	1057314
L.L.C. Cornerstone Fund I	Shareholder series c	1 Mar 1999	25% - 50%	86-0783818
L.P. Hunt Capital Growth Fund Ii	Shareholder series c	1 Mar 1999	50% - 75%	75-2752209
Lp Lovell Minnick Equity Partners Ii	Shareholder series d preferred	1 Nov 2006	50% - 75%	52-2415003

Based in Carpinteria

The principal office where Planmember Advisors Corporation performs its advisory services is located at 6187 Carpinteria Avenue, Carpinteria, CA 93013, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-684-1199 or by fax 805-684-4865. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at planmember.com.