Mutual Fund Management Co (Troy)


Mutual Fund Management Co is a large advisory firm based in Troy. It manages $191.53 million of regulatory assets for 708 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Michigan, and Texas.

Mutual Fund Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mutual Fund Management: assets under management

The assets under management (AUM) of Mutual Fund Management Co is $191.53 million. The firm's AUM has grown by 274% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $190.24 million in discretionary accounts and $1.29 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $269.08 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.29 million.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mutual Fund Management Co for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Frank Stephen Arvai serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Frank Stephen Arvai is high net worth individuals with 137 clients and $154.74 million of assets under management. Among the 10 most similar advisory firms, Mutual Fund Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $191.53 million for 270 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mutual Fund Management doesn't advise any private funds.

Careers at Mutual Fund Management Co

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Frank Stephen Arvai has been acting as President since 1 Mar 1992. James Angelo Duronio joined the executive team most recently as the Director Of Investment Research.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Frank Stephen Arvai President 1 Mar 1992 75% - 100% 4363727
Sandra Milke Chief compliance officer 1 Oct 2004 Other 5029959
James Angelo Duronio Director of investment research 1 Apr 2007 Other 2424172
Frank Stephen Arvai Chief compliance officer 1 Mar 2013 75% - 100% 4363727

Based in Troy

The principal office where Mutual Fund Management Co performs its advisory services is located at 888 W Big Beaver, Troy, MI 48084 4746, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 248-635-1155 or by fax 248-362-8566. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at mfmonline.com.