Qs Batterymarch Financial Management, Inc. (New York)


Qs Batterymarch Financial Management, Inc. is a large advisory firm based in New York. It manages $8.07 billion of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Maryland and Massachusetts.

Qs Batterymarch Financial Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Qs Batterymarch Financial Management: assets under management

The assets under management (AUM) of Qs Batterymarch Financial Management, Inc. is $8.07 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $168.05 million each.
Qs Batterymarch Financial Management has custody of $11.31 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Qs Batterymarch Financial Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Qs Batterymarch Financial Management, Inc.

John Duff Kenney has been acting as President since 1 May 2014. Vanessa Ann Williams joined the executive team most recently as the Chief Compliance Officer And Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Legg Mason Shareholder 1 Sep 1994 75% - 100% 52-1200960
Joseph Patrick Larocque Non-employee director 1 Aug 2013 Other 4363277
James Hayden Norman Director and president 1 May 2014 Other 4396773
Janet Carol Campagna Director and chief executive officer 1 May 2014 Other 3196228
Thomas Gordon Rose Chief financial officer and treasurer 1 May 2014 Other 4339210
John Duff Kenney Director 1 May 2014 Other 2387755
Jeffrey Allen Nattans Director 1 May 2014 Other 2786221
Steven Ross Ducker Chief compliance officer and secretary 1 May 2014 Other 5768002
Daniel James Holman Chief operating officer 1 May 2014 Other 5768004
Philip Edward Channen Chief compliance officer and secretary 1 Nov 2014 Other 4814848
Robert Yu Ming Wang Chief operating officer and head of portfolio management implementation 1 Jan 2015 Other 1828064
Thomas Clifton Merchant Director 1 Jun 2015 Other 3126886
Vanessa Ann Williams Chief compliance officer and secretary 1 Dec 2015 Other 4624710

Based in New York

The principal office where Qs Batterymarch Financial Management, Inc. performs its advisory services is located at 880 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-886-9200 or by fax 212-886-9201. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at batterymarch.com.

Registered investment advisers similar to Qs Batterymarch Financial Management, Inc.