Fieldpoint Private Securities, LLC is a large advisory firm based in Greenwich. It manages $2.37 billion of regulatory assets for 3,786 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Arizona, California, Colorado, and 16 other states.
Fieldpoint Private Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fieldpoint Private Securities, LLC is $2.37 billion. The firm's AUM has grown by 316% since the beginning of its operation, and $28.4 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Fieldpoint Private Securities, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Robert Scott Matthews is high net worth individuals with 379 clients and $1.69 billion of assets under management. Among the 9 most similar advisory firms, Fieldpoint Private Securities has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.37 billion for 960 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 5% of the firm’s clients are foreign persons or businesses.
Fieldpoint Private Securities doesn't advise any private funds.
The company employs 50 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. 38 employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert Scott Matthews has been acting as President since 1 Jan 2017. Stephen Vincent Ciancarelli joined the executive team most recently as the Finop.
The principal office where Fieldpoint Private Securities, LLC performs its advisory services is located at 100 Field Point Road, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-682-6550 or by fax 203-682-6563. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at fieldpointprivate.com/fps.