Whn Investor Services, Inc. (Brookfield)


Whn Investor Services, Inc. is a pension cosultant based in Brookfield. It manages $14.64 million of regulatory assets for 23 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Wisconsin.

Whn Investor Services provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whn Investor Services: assets under management

The assets under management (AUM) of Whn Investor Services, Inc. is $14.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 225% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $636.64 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 21% of the firm’s portfolio. Investments in government bonds form 15% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Whn Investor Services, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Whn Investor Services serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Whn Investor Services is high net worth individuals with 14 clients and $14.2 million of assets under management. Among the 1 most similar advisory firms, Whn Investor Services has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $14.64 million for 22 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Whn Investor Services doesn't advise any private funds.

Careers at Whn Investor Services, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Herbert Niewoehner Director, president, secretary treasurer and chief compliance officer 1 Mar 1993 75% - 100% 348217

Based in Brookfield

The principal office where Whn Investor Services, Inc. performs its advisory services is located at 300 N. Corporate Dr., Brookfield, WI 53045, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 262-792-9001 or by fax 262-792-9003. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at whnadvisors.com.