Iii Offshore Advisors (Boca Raton)


Iii Offshore Advisors is a large advisory firm based in Boca Raton. It manages $23.97 billion of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2001.

Iii Offshore Advisors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Iii Offshore Advisors: assets under management

The assets under management (AUM) of Iii Offshore Advisors is $23.97 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1612% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $23.97 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $856.2 million each.
Iii Offshore Advisors has custody of $2.39 billion in cash and securities for 20 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Iii Offshore Advisors for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Iii Offshore Advisors

Yelena Anuar joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Marathon Financial General partner 1 Apr 1994 25% - 50% 88-0319260
Inc. Valance Co. General partner 1 Apr 1994 Other 88-0292589
Inc. Wallner Co. General partner 1 Apr 1994 25% - 50% 88-0292590
Inc. Cheyenne General partner 1 Apr 1994 Other 88-0292594
Larry Joseph Carty President of general partner entities 1 Apr 1994 Other 1497344
Trading Associates L.P. General partner 1 Jun 1998 Other 88-0395202
Scott Lawrence Wyler Chief compliance officer; secretary/treasurer of gp entities 1 Feb 1999 Other 2869488
David Stanton Mauroner Chief financial officer 1 Feb 1999 Other 2503618
William Patrick Mccauley Chief executive officer 1 Feb 1999 Other 818540
Helios Corporation General partner 1 Jul 2002 Other 75-3026371
Inc. Dhamrma General partner 1 Jul 2003 Other 16-1681610
Inc. Helios General partner 1 Jul 2003 Other 75-3026371
Helios Llc General partner 1 Jul 2003 Other 75-3026371
Dhamrma Llc General partner 1 Jul 2003 Other 16-1681610
Adlex Corporation General partner 1 Dec 2003 Other 20-0489272
Adlex Llc General partner 1 Dec 2003 Other 20-0489272
Llc Taylor Pepper General partner 1 Jan 2005 Other 11-3736947
Llc Brynford General partner 1 Jan 2009 Other 80-0337715
Llc Waverely General partner 1 Jan 2011 Other 27-4445127
John Smith Cieslowski General partner 1 Jan 2011 Other 2545060
Alturas No. 2 Llc General partner 1 Jan 2011 Other 45-1501592
Llc Verdandi General partner 1 Jan 2013 Other 46-1648985
Inc. Mobilou General partner 1 Jan 2013 Other 38-3884324
Llc Stollery General partner 1 Jan 2014 Other 46-4242369
Yelena Anuar Chief financial officer 1 Jul 2014 Other 6253705

Indirect Owners

The SEC currently registers 14 indirect owners.

Name Entity Date acquired Ownership Employer ID
Clifford George Viner Shareholder/owner 1 Feb 1992 75% - 100% 715977
Michael Lloyd Reger Shareholder/owner 1 Dec 1992 75% - 100% 1591432
Warren Bruce Mosler Shareholder/owner 1 Apr 1994 75% - 100% 824921
Jgary Kosinski Shareholder/owner 1 Jun 1998 75% - 100% 2255809
William Patrick Mccauley Shareholder/owner 1 Mar 2002 75% - 100% 818540
Sanjiv Sharma Shareholder/owner 1 Jul 2003 75% - 100% 2145788
Garth Friesen Shareholder/owner 1 Dec 2003 75% - 100% 2534898
Robert Andrew Printz Shareholder/owner 1 Dec 2004 75% - 100% 2348404
Francis Dominic Feeney Shareholder/owner 1 Jan 2009 75% - 100% 1704438
Lester Noel Coyle Owner/shareholder 1 Jan 2011 75% - 100% 4727659
John Smith Cieslowski Owner/shareholder 1 Jun 2011 75% - 100% 2545060
Scott Lawrence Wyler Shareholder/owner 1 Jan 2013 75% - 100% 2869488
Thomas Rolf Olofsson Shareholder/owner 1 Jan 2013 75% - 100% 3244639
Deep Kumar Shareholder/owner 1 Jan 2014 75% - 100% 4417687

Based in Boca Raton

The principal office where Iii Offshore Advisors performs its advisory services is located at 777 Yamato Road, Boca Raton, FL 33431, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-544-4400 or by fax 561-544-4433. The normal business hours are 6 am to 3 pm on Monday - Friday. You can find more information about the New York firm at www.iiioffshore.com.