Results One Financial, LLC (Elmhurst)


Results One Financial, LLC is a large advisory firm based in Elmhurst. It manages $129.59 million of regulatory assets for 794 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Illinois, Iowa, and 7 other states.

Results One Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Results One Financial: assets under management

The assets under management (AUM) of Results One Financial, LLC is $129.59 million. The firm's AUM has grown by 386% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $75.63 million in discretionary accounts and $53.96 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $103.18 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $884.51 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Results One Financial, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Results One Financial, LLC

Charles Louis Rizzo has been acting as President since 1 Jul 2000. Gina Marie Hornbogen joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Charles Louis Rizzo Member/director 1 Jul 2000 25% - 50% 1123363
Scott Edward Bretl Member/director 1 Jul 2000 25% - 50% 2105530
Steve William Salutric Member/director 1 Jul 2000 25% - 50% 4380063
Douglas Michael Shepley Member/director 1 Jul 2000 Other 4380068
Robert Charles Bretl Member/director 1 Jul 2000 Other 4380072
Richard Moir Kenyon Member/director 1 Jan 2002 Other 4497524
Gina Marie Hornbogen Chief compliance officer 1 Oct 2004 Other 4339156

Based in Elmhurst

The principal office where Results One Financial, LLC performs its advisory services is located at 970 N. Oaklawn Avenue, Elmhurst, IL 60126, which is also the mailing address of the firm. An additional office of the firm is in Downers Grove, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-834-7880 or by fax 630-834-7878. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.