Provident National Assurance Company (Northbrook)

Provident National Assurance Company is an adviser based in Northbrook. It manages $16.46 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Provident National Assurance Company provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Provident National Assurance Company: assets under management

The assets under management (AUM) of Provident National Assurance Company is $16.46 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.46 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $16.46 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Provident National Assurance Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Provident National Assurance Company

James Leander Moody has been acting as President since 1 Sep 1999. John Kevin Mccarthy joined the executive team most recently as the Director, Senior Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Burton Erhard Sorensen	Director	1 Oct 1995	Other	xxx-xx-xxxx
Inc. (Formerly Provident Companies Inc.) Unumprovident Corporation	Stockholder	1 Feb 1996	75% - 100%	62-1598430
Thomas Ros Watjen	Director, executive vice president - finance	1 Nov 1997	Other	xxx-xx-xxxx
Floyd Dean Copeland	Director, executive vice president - legal	1 Nov 1997	Other	2982753
Vicki Wright Corbett	Vice president and controller	1 Nov 1997	Other	2982758
Susan Nance Roth	Vice president and secretary	1 Nov 1997	Other	xxx-xx-xxxx
Robert Carl Greving	Senior vice president and chief actuary	1 Nov 1997	Other	2982756
James Leander Moody	Director	1 Sep 1999	Other	xxx-xx-xxxx
Elaine Debra Rosen	Director, executive vice president - products and risk management	1 Sep 1999	Other	xxx-xx-xxxx
James Allison Ramsay	President	1 Sep 1999	Other	xxx-xx-xxxx
Robert Ernest Broatch	Senior vice president and chief financial officer	1 Sep 1999	Other	xxx-xx-xxxx
John Manning Jr. Lang	Senior vice president and treasurer	1 Sep 1999	Other	xxx-xx-xxxx
Allstate Life Insurance Company	Stockholder	1 Feb 2001	75% - 100%	36-2554642
John Kevin Mccarthy	Director, senior vice president	1 Mar 2001	Other	716322
Michael Joseph Velotta	Director, general counsel, secretary	1 Mar 2001	Other	2339177
Thomas Joseph Ii Wilson	1536385	1 Mar 2001	Other	1536385
John Roger Hunter	President	1 Mar 2001	Other	2957074
Karen Cassidy Gardner	Vice president-tax	1 Mar 2001	Other	xxx-xx-xxxx
James Philip Zils	Treasurer	1 Mar 2001	Other	2676945
Lisa Ann Burnell	Assistant vice president, compliance officer	1 Mar 2001	Other	2420573
Marian Goll	Assistant vice president, financial ops prinicpal	1 Mar 2001	Other	4305537
Susan Lesueur Lees	Assistant secretary	1 Mar 2001	Other	xxx-xx-xxxx
Barry Sajowitz Paul	Assistant treasurer	1 Mar 2001	Other	4180878

Based in Northbrook

The principal office where Provident National Assurance Company performs its advisory services is located at 2775 Saunders Road, Northbrook, IL 60062, which is also the mailing address of the firm. The firm also has an office outside of the United States.