New England Guild Wealth Advisors, Inc. is a large advisory firm based in Avon. It manages $279.49 million of regulatory assets for 179 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Connecticut, Florida, Massachusetts, and 4 other states.
New England Guild Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of New England Guild Wealth Advisors, Inc. is $279.49 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay New England Guild Wealth Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of New England Guild Wealth Advisors is high net worth individuals with 94 clients and $234.71 million of assets under management. Among the 11 most similar advisory firms, New England Guild Wealth Advisors has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $279.49 million for 179 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
New England Guild Wealth Advisors doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where New England Guild Wealth Advisors, Inc. performs its advisory services is located at 139 Simsbury Road, Avon, CT 06001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-404-5900 or by fax 860-404-5598. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at neguild.com.