Ruggie Capital Group, LLC is a large advisory firm based in Tavares. It manages $219.73 million of regulatory assets for 432 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Florida, Georgia, and 5 other states.
Ruggie Capital Group provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ruggie Capital Group, LLC is $219.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ruggie Capital Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pooled investment vehicles. The largest group of clients of Thomas Huey Ruggie is high net worth individuals with 16 clients and $108.93 million of assets under management. Among the 10 most similar advisory firms, Ruggie Capital Group has the 4th lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $216.02 million for 380 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ruggie Capital Group also advises several private funds.
The company employs 15 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There are 6 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Thomas Huey Ruggie has been acting as President since 1 Jun 2008. Anthony Franklin Van Ore joined the executive team most recently as the Chief Operating Officer.
The principal office where Ruggie Capital Group, LLC performs its advisory services is located at 2100 Lake Eustis Dr., Tavares, FL 32778, which is also the mailing address of the firm. An additional office of the firm is in Winter Park, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 352-343-2700 or by fax 352-742-2607. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at rw-direct.com.