Kuhn & Carson, Inc. (Durham)


Kuhn & Carson, Inc. is a large advisory firm based in Durham. It manages $242.73 million of regulatory assets for 160 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Colorado, Florida, Georgia, and 4 other states.

Kuhn & Carson provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Kuhn & Carson: assets under management

The assets under management (AUM) of Kuhn & Carson, Inc. is $242.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $242.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.52 million each.
Kuhn & Carson has custody of $45.73 million in cash and securities for 62 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Kuhn & Carson, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kuhn & Carson, Inc.

Mark Andrew Kuhn has been acting as President since 1 Apr 1993. Elizabeth Gray Gregory joined the executive team most recently as the Chief Operating Officer, Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Andrew Kuhn President 1 Apr 1993 50% - 75% 4481733
Susan Mckenzie Carson Vice-president 1 Apr 1993 50% - 75% 2055550
Charles Randall Clifton Chief compliance officer 1 Apr 2008 Other 4996212
Elizabeth Gray Gregory Chief operating officer, chief compliance officer 1 Sep 2011 Other 5977237

Based in Durham

The principal office where Kuhn & Carson, Inc. performs its advisory services is located at 3622 Lyckan Parkway, Durham, NC 27707, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-493-3233 or by fax 919-493-3666. The normal business hours are 8:30am - 5:00pm on Monday - Friday.