Attentive Investment Managers, Inc. (Stockton)


Attentive Investment Managers, Inc. is an adviser based in Stockton. It manages $64.01 million of regulatory assets for 963 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Attentive Investment Managers provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Attentive Investment Managers: assets under management

The assets under management (AUM) of Attentive Investment Managers, Inc. is $64.01 million. The firm's AUM has grown by 83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60.81 million in discretionary accounts and $3.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $63.74 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $355.62 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Attentive Investment Managers, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Attentive Investment Managers, Inc.

Michael Lee Dalton has been acting as President since 1 Sep 2004. Athena Kaulana Salwolke joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Lee Dalton President/chief compliance officer 1 Sep 2004 75% - 100% 2558327
Athena Kaulana Salwolke Chief compliance officer 1 Jun 2006 Other 5267346
Athena Kaulana Stone Chief compliance officer 1 Jun 2006 Other 5267346

Based in Stockton

The principal office where Attentive Investment Managers, Inc. performs its advisory services is located at 5345 N. El Dorado, Stockton, CA 95207, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (209) 235-5200 or by fax (209) 235-5206. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.mikedaltoncpa.com.