Wakefield Capital Management, Inc. (Chevy Chase)


Wakefield Capital Management, Inc. is an adviser based in Chevy Chase. It manages $17 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Maryland.

Wakefield Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wakefield Capital Management: assets under management

The assets under management (AUM) of Wakefield Capital Management, Inc. is $17 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wakefield Capital Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wakefield Capital Management, Inc.

Donald Charles Tomasso joined the executive team most recently as the Vice Chairman.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Edward Peter Nordberg Chief executive officer 1 May 2004 50% - 75% 5710993
Sean Patrick Murphy Chief compliance officer 1 May 2004 Other 5710997
Robert Alan Sweet Senior vice president 1 May 2004 Other 5711020
Daniel Willison Executive vice president 1 May 2004 Other 5711271
Daniel Lee Willison Executive vice president 1 May 2004 Other 5711271
Daniel Lee Willison Jr. Executive vice president 1 May 2004 Other 5711271
Inc. Wakefield Capital Management Sean p. murphy, trustee 1 Aug 2004 Other 151096
Sean P. Murphy Revocable Trust Sean p. murphy, trustee 1 Aug 2004 Other 20-6266930
Donald Charles Tomasso Vice chairman 1 Aug 2006 Other 5710999
Timothy Patrick Obrien Executive vice president 1 Aug 2006 Other 2760490

Based in Chevy Chase

The principal office where Wakefield Capital Management, Inc. performs its advisory services is located at 2 Wisconsin Circle, Chevy Chase, MD 20815, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 301-941-1660 or by fax 301-941-1661. The normal business hours are 8:30 a.m. to 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at wakefieldcapital.com.