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Enceladus Investment Management, LLC (Dallas)


Enceladus Investment Management, LLC is a large advisory firm based in Dallas. It manages $265 million of regulatory assets for 195 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Texas.

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Enceladus Investment Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Enceladus Investment Management: assets under management

The assets under management (AUM) of Enceladus Investment Management, LLC is $265 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 357% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $265 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.36 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Enceladus Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Peter John Denker Manager and member 1 Dec 2009 25% - 50% 65404
Philip Corder Witter Kistler Manager and member 1 Dec 2009 25% - 50% 2546664
Richard Kevin Hardage Manager and member 1 Dec 2009 25% - 50% 3154980
Richard Craig Knocke Manager and member 1 Dec 2009 25% - 50% 2586086

Based in Dallas

The principal office where Enceladus Investment Management, LLC performs its advisory services is located at 2626 Cole Avenue, Dallas, TX 75204, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214.468.0100 or by fax 214.468.0106. The normal business hours are 8:15am-4:45pm on Monday - Friday. You can find more information about the New York firm at www.enceladusim.com.


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