Moore Capital Management, LP (New York)


Moore Capital Management, LP is a large advisory firm based in New York. It manages $34.2 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Florida.

Moore Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Moore Capital Management: assets under management

The assets under management (AUM) of Moore Capital Management, LP is $34.2 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and $34.2 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $34.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.89 billion each.
Moore Capital Management has custody of $34.2 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Moore Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Moore Capital Management serves?

The only and largest group of clients of Moore Capital Management is pooled investment vehicles with 7 clients and $34.2 billion of assets under management. Among the 7 most similar advisory firms, Moore Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $34.2 billion for 7 clients. 43% of the firm’s clients are foreign persons or businesses.

Moore Capital Management also advises several private funds. Namely, ten hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Moore Capital Management, LP

The company employs 349 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Louis Moore Bacon Chairman, chief executive officer of moore capital management, lp 1 Mar 1989 Other 1243305
Louis Moore Bacon Director, chairman, chief executive officer of moore financial services, inc. 1 Sep 1994 75% - 100% 1243305
Mildred Elaine Crocker Director, president of moore capital management, lp; director of moore financial services, inc. 1 Jan 1995 Other 2791311
L.L.C. Moore Capital Advisors General partner of moore capital management, lp 1 Apr 1995 75% - 100% 19-3-3809576
Richard Andrew Axilrod Director, managing director of moore capital management, lp; director of moore financial services, inc. 1 Aug 1997 Other 1883057
Larry Mario Noe Director, moore capital asia limited; vice president (tax director), moore financial services, inc. 1 May 1999 Other 6027656
Patrick Joseph Finley Chief compliance officer of moore capital management, lp 1 Aug 1999 Other 1235818
Lp Moore Capital Management Shareholder of moore holdings (bahamas) ltd. 1 Dec 2002 75% - 100% 26-3319657
Anthony Joseph Deluca Director, chief financial officer of moore capital management, lp; director of moore financial services, inc. 1 Oct 2006 Other 3240618
Limited Mecm Managing member of moore europe capital management, llp 1 Dec 2006 75% - 100% 98-0169205
James Evan Kaye Director, chief legal officer, moore capital management, lp 1 Feb 2007 Other 6020328
Gregory John Coffey Limited partner of moore capital management, lp 1 Nov 2008 Other 6017695
Scott Martin Lawin Director, chief operating officer of moore capital management, lp; director of moore financial services, inc. 1 Jan 2010 Other 2709609
Lp Moore Capital Management Shareholder of moore capital asia limited 1 Jan 2010 75% - 100% 26-3319657
Denise Mason Jeffries Director, moore capital asia limited 1 Jan 2010 Other 4415972
Larry Mario Noe Director, moore capital asia limited, moore cap switzerland, gmbh 1 Jan 2010 Other 6027656
James Evan Kaye Director, moore capital asia limited, moore cap switzerland, gmbh 1 Jan 2010 Other 6020328
Gaurav Grover Director, moore capital asia limited 1 Mar 2010 Other 6027684
Llc Mecm Holdings Shareholder of moore cap switzerland, gmbh 1 Mar 2010 75% - 100% 26-3319657
Jacques Eugene Iffland Director, moore cap switzerland, gmbh 1 Mar 2010 Other 6027680
Paul Reeve Stimson Chief operating officer of moore europe capital management, llp 1 Oct 2011 Other 6174843
Zack Hampton Bacon Director of moore capital management, lp and moore financial services, inc. 1 Feb 2012 Other 4412959
Lp Moore Capital Management General partner of moore abs fund gp, lp 1 May 2016 Other 26-3319657
L.L.C. Moore Capital Advisors Limited partner of moore abs fund gp, lp 1 May 2016 75% - 100% 19-3-3809576

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Louis Moore Bacon Member 1 Sep 1999 75% - 100% 1243305
Kendall Investments Llc Member 1 Nov 2002 25% - 50% 13-4093322
Llc Kendall Management Investments Member 1 Nov 2002 50% - 75% 13-4135141
Louis Moore Bacon Shareholder 1 Nov 2002 75% - 100% 1243305
Llc Moore Capital Holdings Member 1 Nov 2002 75% - 100% 06-1653972
Inc. Mcm Group Holdings Member 1 Dec 2002 75% - 100% 06-1270513
Llc Mecm Holdings Shareholder 1 Aug 2008 75% - 100% 26-3319657
Lp Moore Capital Management Member 1 Aug 2008 75% - 100% 26-3319657

Based in New York

The principal office where Moore Capital Management, LP performs its advisory services is located at 11 Times Square, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Miami, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 782-7000 or by fax 212 782-7194. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at moorecap.com.