Atlantic Peak Capital LP (New York)

Atlantic Peak Capital LP is a mid-sized advisory firm based in New York. It manages $75 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2019.

Atlantic Peak Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Atlantic Peak Capital: assets under management

The assets under management (AUM) of Atlantic Peak Capital LP is $75 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.33 million each.

Atlantic Peak Capital has custody of $75 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 55% of the total AUM. The second-largest asset type is government bonds, which make up 45% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Atlantic Peak Capital LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paul Richard Barkus serves?

The only and largest group of clients of Paul Richard Barkus is high net worth individuals with 0 clients and $75 million of assets under management. Among the 4 most similar advisory firms, Atlantic Peak Capital has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $75 million for 0 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Atlantic Peak Capital doesn't advise any private funds.

Careers at Atlantic Peak Capital LP

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul Richard Barkus has been acting as President since 1 May 2019. Sara Dawn Malak joined the executive team most recently as the Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Teresa Principe	Ceo; cco	1 Mar 2019	75% - 100%	5969512
Atlantic Peak Capital Gp Llc	General partner	1 Apr 2019	Other	83-4137224
Paul Richard Barkus	President	1 May 2019	Other	2191367
Sara Dawn Malak	Cco	1 Aug 2019	Other	4093444

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Teresa Principe	Sole member	1 Apr 2019	75% - 100%	5969512

Based in New York

The principal office where Atlantic Peak Capital LP performs its advisory services is located at 390 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 2122948905. The normal business hours are 9:00-5:00 on Monday - Friday.