Henry & Horne Financial Services LLC (Tempe)


Henry & Horne Financial Services LLC is a large advisory firm based in Tempe. It manages $39.43 million of regulatory assets for 140 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Arizona.

Henry & Horne Financial Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Henry & Horne Financial Services: assets under management

The assets under management (AUM) of Henry & Horne Financial Services LLC is $39.43 million. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38.02 million in discretionary accounts and $1.41 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $380.16 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $35.32 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Henry & Horne Financial Services LLC for their services and products based on a percentage of assets under management, hourly charges, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 15 indirect owners.

Name Entity Date acquired Ownership Employer ID
Vearle Martineau Jones Member 1 May 1997 Other 2839109
Wendell Eugene Jones Managing member 1 May 1997 Other 4393486
Mark Frederic Eberle Managing member 1 May 1997 Other 4393590
Dean Allen Young Managing member 1 May 1997 Other 4393595
Melvin William Anderson Managing member 1 May 1997 Other 4393607
James Edward Barrington Managing member 1 May 1997 Other 4393610
James Leroy Crampton Managing member 1 May 1997 Other 4393613
Kathy Elaine Hostetler Managing member 1 May 1997 Other 4393616
Gary Wayne Fleming Managing member 1 May 1997 Other 4393618
Charles I Inderieden Member 1 Jun 2000 Other 4393620
Donald M Kretschmar Member 1 Jun 2000 Other 4393622
Dana Jane Krouth Member 1 Jun 2000 Other 4393626
Charles Henry Goodmiller Member 1 Jun 2000 Other 4393630
Debra Ann Callicutt Member 1 Jun 2001 Other 4449945
Wendell Gene Peters Member 1 Jun 2002 Other 4581106

Based in Tempe

The principal office where Henry & Horne Financial Services LLC performs its advisory services is located at 2055 E. Warner Road, Tempe, AZ 85284, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-756-6010 or by fax 480-756-6018. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at hhcpa.com.

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