Kms Financial Services, Inc. is a large advisory firm based in Seattle. It manages $6.4 billion of regulatory assets for 29,380 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Kms Financial Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, market timing services, and educational seminars and workshops. It prepares financial plans for approximately 1,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kms Financial Services, Inc. is $6.4 billion. The firm's AUM has grown by 1169% since the beginning of its operation, and $21.06 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Kms Financial Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Mark Hamby is high net worth individuals with 5,248 clients and $3.71 billion of assets under management. Among the 7 most similar advisory firms, Kms Financial Services has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $6.4 billion for 18,086 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Kms Financial Services doesn't advise any private funds.
The company employs 419 people that are either part- or full-time employees. 90 percent of the employees work as investment advisers or researchers. 377 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Mark Hamby has been acting as President since 1 Jan 1984. Melissa Ann Lamarche joined the executive team most recently as the Vice President Of Advisor Experience.
The principal office where Kms Financial Services, Inc. performs its advisory services is located at 2001 Sixth Ave Ste 2801, Seattle, WA 98121, which is also the mailing address of the firm. An additional office of the firm is in Provo, UT. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number [206]441-2885 or by fax [206]448-4764. The normal business hours are 7:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at weinand.us and its LinkedIn profile.