Swiss Re Asset Management (Americas), Inc. (New York)


Swiss Re Asset Management (Americas), Inc. is a large advisory firm based in New York. It manages $42.2 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2002.

Swiss Re Asset Management (Americas) provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Swiss Re Asset Management (Americas): assets under management

The assets under management (AUM) of Swiss Re Asset Management (Americas), Inc. is $42.2 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $42.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.01 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Swiss Re Asset Management (Americas), Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Swiss Re Asset Management (Americas), Inc.

Stanley Taben has been acting as President since 1 Mar 1998. Jacques Alfred Gilbert Aigrain joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Swiss Reinsurance Company Ultimate parent 1 Nov 1970 75% - 100% foreign entity
Swiss Re America Holding Corporation Parent 1 Nov 1970 75% - 100% 13-2761364
Thomas Nicholas Farmakis Evp & director 1 Nov 1970 Other 4374717
John Angus Raphael Svp 1 Apr 1979 Other 4374731
Steven Elliot Weingarten Svp & cfo 1 Mar 1998 Other 4374695
Stanley Taben Chairman 1 Mar 1998 Other 4374742
John Charles Sweeney President & ceo & director 1 Jun 1998 Other 1353296
John Henry Fitzpatrick Director 1 Mar 1999 Other 866553
Giuseppe Amos Luciano Benelli Director 1 Mar 1999 Other 4374773
Andre Peter Moutenot Evp 1 Mar 2001 Other 4374724
Patricia Harrigan Secretary, general counsel 1 Mar 2002 Other 4607714
Patricia Driscoll Harrigan Secretary 1 Mar 2002 Other 4607714
Stanley Taben Director 1 Mar 2003 Other 4374742
John Henry Fitzpatrick Chairman 1 Mar 2003 Other 866553
Jacques Alfred Gilbert Aigrain Director 1 May 2003 Other 4049234

Based in New York

The principal office where Swiss Re Asset Management (Americas), Inc. performs its advisory services is located at 55 East 52 Nd Street, New York, NY 10055, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-317-5026 or by fax 212-829-8780. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.swissre.com.