Northern Trust Investments, National Association. (Chicago)

Northern Trust Investments, National Association. is a large advisory firm based in Chicago. It manages $398.42 billion of regulatory assets for 11,720 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Northern Trust Investments, National Association provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northern Trust Investments, National Association: assets under management

The assets under management (AUM) of Northern Trust Investments, National Association. is $398.42 billion. The firm's AUM has grown by 197% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $398.41 billion in discretionary accounts and $176.71 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $34 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $176.71 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Northern Trust Investments, National Association. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Northern Trust Investments, National Association.

Frederick H. Waddell has been acting as President since 1 Mar 2000. Orie Leslie Dudley has served as the Chief Investment Officer since 1 Nov 2000. Beth Marie Provanzana joined the executive team most recently as the Senior Vice President / Chief Financial Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 1 indirect owner.

Based in Chicago

The principal office where Northern Trust Investments, National Association. performs its advisory services is located at 181 W. Madison St., Chicago, IL 60602 4562, which is also the mailing address of the firm. An additional office of the firm is in West Palm Beach, FL. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 312-557-3032 or by fax 312-557-8644. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.northerntrust.com.

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