Johnson Investment Counsel, Inc. is a large advisory firm based in Cincinnati. It manages $10.66 billion of regulatory assets for 11,001 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 28 other states.
Johnson Investment Counsel provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for approximately 3,444 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Johnson Investment Counsel, Inc. is $10.66 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 296% since the beginning of its operation, and $5.67 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Johnson Investment Counsel, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Dale H. Coates is high net worth individuals with 681 clients and $4.65 billion of assets under management. Among the 14 most similar advisory firms, Johnson Investment Counsel has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $10.66 billion for 3,593 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Johnson Investment Counsel doesn't advise any private funds.
The company employs 116 people that are either part- or full-time employees. 59 percent of the employees work as investment advisers or researchers. 42 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Johnson Investment Counsel, Inc. is owned by Scott F. Muhlhauser. Dale H. Coates has been acting as President since 1 Oct 2001. Holli Jo Alexander joined the executive team most recently as the Executive Officer.
The principal office where Johnson Investment Counsel, Inc. performs its advisory services is located at 3777 West Fork Road, Cincinnati, OH 45247, which is also the mailing address of the firm. An additional office of the firm is in Columbus, OH. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 513-661-3100 or by fax 513-661-3160. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at johnsoninv.com and its LinkedIn profile.