Deutsche Investments Australia Limited (Sydney)


Deutsche Investments Australia Limited is a large advisory firm based in Sydney. It manages $1.19 billion of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2002.

Deutsche Investments Australia Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Deutsche Investments Australia Limited: assets under management

The assets under management (AUM) of Deutsche Investments Australia Limited is $1.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 773% since the beginning of its operation, and $448.37 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $53.95 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Deutsche Investments Australia Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Cincotta serves?

The firm provides services to investment companies, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of John Cincotta is investment companies with 5 clients and $496.53 million of assets under management. Among the 7 most similar advisory firms, Deutsche Investments Australia Limited has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $1.19 billion for 22 clients. None of the firm’s clients are foreign persons or businesses.

Deutsche Investments Australia Limited doesn't advise any private funds.

Careers at Deutsche Investments Australia Limited

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Cincotta has been acting as President since 1 Feb 2012. Andrew Rodney Taylor joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Warwick Hurnell Barber Coo, director 1 Apr 2002 Other 4528761
Andrew James Fay Cio & director 1 Apr 2002 Other 4528764
Deutsche Australia Limited Direct owner 1 Sep 2002 75% - 100% foreign
Ross Charles Youngman Ceo & director 1 Oct 2002 Other 4332719
Phillip Maher Director 1 Jun 2004 Other 4820140
Shaun Mays Director 1 Jun 2004 Other 4820135
Penni James Chief compliance officer 1 Aug 2004 Other 4864135
Penelope James Chief compliance officer 1 Aug 2004 Other 4864135
Brendan Carpenter Director 1 May 2005 Other 4965140
Anne B Gardiner Chief compliance officer 1 Oct 2006 Other 5059247
Mark Grolman Director 1 Mar 2007 Other 5370598
Brian Edwin Scullin Director 1 May 2007 Other 4495648
Chris Larsen Director 1 Aug 2007 Other 5421670
John Dorrian Director 1 Aug 2007 Other 5421669
Stephen O'brien Director 1 Jan 2009 Other 5682023
Michael Shane Thomas Chief compliance officer 1 Dec 2011 Other 6008431
John Cincotta Director 1 Feb 2012 Other 6072821
John Peter Cincotta Director 1 Feb 2012 Other 6072821
David Penfold Director 1 Feb 2012 Other 6072824
Nadir Maruf Director 1 Oct 2012 Other 6147981
David Irving Director 1 Jul 2013 Other 6233899
David Kenneth Irving Director 1 Jul 2013 Other 6233899
Chris Robinson Director 1 Mar 2015 Other 6462198
Chris Theo Robinson Director 1 Mar 2015 Other 6462198
Philip John Lawson Director / chief financial officer 1 Mar 2017 Other 6771207
Dws Group Gmbh & Co. Kgaa Shareholder 1 Feb 2018 75% - 100% foreign
David Di Francesco Legal 1 Feb 2018 Other 6926806
Andrew Rodney Taylor Director 1 Sep 2018 Other 7014473
Stuart James Hedley Thorpe Cfo 1 Sep 2018 Other 7015235

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Deutsche Bank Ag Indirect owner 1 Apr 2002 75% - 100% foreign
Deutsche Bank Ag Shareholder 1 Feb 2018 75% - 100% foreign
Db Beteiligungs Holding Gmbh Shareholder 1 Mar 2018 75% - 100% foreign

Based in Sydney

The principal office where Deutsche Investments Australia Limited performs its advisory services is located at Deutsche Bank Place, Sydney, Nsw 2000, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011 612 8258 1234. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at australia.db.com.