Hall Capital Partners LLC (San Francisco)

Name: Hall Capital Partners LLC
Address: One Maritime Plaza, San Francisco, CA, 94111
Telephone: 415-288-0544

Hall Capital Partners LLC is a large advisory firm based in San Francisco. It manages $36.25 billion of regulatory assets for 174 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, Louisiana, Massachusetts, and 3 other states.

Hall Capital Partners provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Hall Capital Partners: assets under management

The assets under management (AUM) of Hall Capital Partners LLC is $36.25 billion. The firm's AUM has grown by 71% since the beginning of its operation, and $413.59 million of the total AUM is attributable to clients outside of the United States.

The firm manages $12.01 billion in discretionary accounts and $24.24 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $193.74 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $216.45 million.

Hall Capital Partners has custody of $3.07 billion in cash and securities for 12 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 55% of the total AUM. The second-largest asset type is other assets, which make up 25% of the firm’s portfolio. Investments in investment and business development companies form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hall Capital Partners LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hall Capital Partners serves?

The firm provides services to charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Hall Capital Partners is high net worth individuals with 113 clients and $26.43 billion of assets under management. Among the 6 most similar advisory firms, Hall Capital Partners has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $36.25 billion for 174 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Hall Capital Partners also advises several private funds. Namely, three hedge funds, two real estate funds, six other private funds, and thirty three private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $3,000,000.

Careers at Hall Capital Partners LLC

The company employs 157 people that are either part- or full-time employees. 18 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kathryn Ann Hall	Chief executive officer, co-chief investment officer, executive committee member, board member, khall llc managing member	1 Jul 1995	Other	1307798
Pisces Fund	Member classes a and b	1 Jul 1995	Other	94-3168926
Big Fish Partners Llc	Member classes a and b	1 Jul 1995	Other	94-3168926
Hellman Family Revocable Trust	Member	1 Jul 1995	Other	94-3098822
Tully M. Friedman Revocable Trust	Member class b	1 Jul 1995	Other	xxx-xx-xxxx
Joanne Hagopian	Member, managing director	1 Jan 1997	Other	2794076
Joanne Elise Hagopian	Member, managing director	1 Jan 1997	Other	2794076
John William Buoymaster	Chairman, executive committee member, board member, member classes a and c, managing director	1 Feb 1998	Other	4381156
Thomas J. Bauch	Member, managing director	1 May 2000	Other	4381157
Frederick Warren Hellman	Board member	1 Mar 2002	Other	1367884
Paul William Muller	Member, managing director	1 Jan 2005	Other	1354370
Knutsen/Hall Family Trust	Member class c	1 Jul 2006	Other	xxx-xx-xxxx
Kurt Duplan Rieke	Director of portfolio management - families, executive committee member, member class c, managing director	1 Jan 2007	Other	2381143
Sarah Elizabeth Stein	President, executive committee member, member class c, managing director	1 Jan 2007	Other	5314743
Simon Charles Krinsky	Director of portfolio management, executive committee member, member class c, managing director	1 Jan 2007	Other	2939069
Frog & Peach Investors Llc	Member class d	1 Jul 2007	Other	94-3117687
Hcp Investors Llc	Member class d	1 Jul 2007	Other	20-8525823
Mark Edward Mckee	Board member	1 Jul 2007	Other	1016614
Frog & Peach Llc	Member	1 Jul 2007	Other	94-3117687
Helane Leslie Morrison	General counsel, chief compliance officer, executive committee member, member class c, managing director	1 Nov 2007	Other	5489278
Eric Edward Alt	Member, managing director	1 Dec 2007	Other	2943400
Eric Edward Alt	Co-chief investment officer, executive committee member, member class c, managing director	1 Jan 2008	Other	2943400
John Frederick Boneparth	President, board member, managing director	1 Mar 2008	Other	1961015
Ann Pluemer Barber	Head of equity strategies research, member class c, managing director	1 Jan 2009	Other	1577672
Jessica Reed Saouaf	Director of research, member class c, managing director	1 Jan 2009	Other	5654775
Kirk Charles Dizon	Member, managing director	1 Jan 2009	Other	1875052
Richard Lawrence Grandjean	Member, managing director	1 Jan 2009	Other	227365
Jessica Reed Sauoaf	Member, managing director	1 Jan 2009	Other	5654775
Stephen Edward Florance	Member class c, managing director	1 Dec 2009	Other	2977656
Stephen Edward Florance	Member class c, managing director	1 Jan 2010	Other	2977656
The Stein/Cohn Family Trust	Member class c	1 Mar 2010	Other	xxx-xx-xxxx
William Wilson Helman	Board member	1 May 2012	Other	6035551
Hall/Knutsen Children's Trust	Member class a	1 Jun 2012	Other	46-6443498
Hall/Knutsen Grandchildren's Trust	Member class a	1 Jun 2012	Other	46-6166024
Edward Bryan Patron	Member class c, managing director	1 Dec 2012	Other	3215936
Edward Bryan Patron	Director of information technology, head of operational due diligence, member class c, managing director	1 Jan 2013	Other	3215936
Rachel Danielle Kort	Portfolio manager, member class c, managing director	1 Jan 2013	Other	5202382
David John Schofield	Director of portfolio management - institutions, member class c, managing director	1 Feb 2013	Other	4128859
David John Schofield	Director of portfolio management - institutions, member class c, managing director	1 Mar 2013	Other	4128859
Hellman Children's Llc	Member class b	1 Aug 2013	Other	27-4282137
Elizabeth Fisher Marshall	Head of real assets research, member class c, managing director	1 Jan 2014	Other	4431355
John W. Buoymaster Revocable Trust	Member class a and c	1 Dec 2014	Other	xxx-xx-xxxx
Marco Warren Hellman	Board member	1 Jan 2015	Other	4367230
Katherine Elizabeth Lavin	Portfolio manager, member class c, managing director	1 Jan 2015	Other	4563530
The Eric And Claire Alt Revocable Trust	Member class c	1 Jan 2015	Other	xxx-xx-xxxx
Charles Andrew Kurz	Director of strategy funds and finance, member class c, managing director	1 Jan 2015	Other	2989983
Sarah Heaslip Whitelaw	Portfolio manager, member class c, managing director	1 Jan 2015	Other	4985267
Brian Andrew Zeiger	Real assets research, member class c, managing director	1 Jan 2016	Other	3266153
Jennifer Trickett Forster	Full consequence investing research, member class c, managing director	1 Jan 2018	Other	2780923
Jason Robert Mccune	Absolute return/credit research, member class c, managing director	1 Jan 2018	Other	4347483
Orin Platt Wicks	Public equity research, member class c, managing director	1 Jan 2018	Other	6915247
Jeffrey Andrew Daems	Portfolio manager, member class c, managing director	1 Jan 2018	Other	6915249
Robinson Ayers Sawyer	Portfolio manager, member class c, managing director	1 Jan 2019	Other	4729949
Laura Todd Andron	Private equity research, member class c, managing director	1 Jan 2019	Other	4502745
Viet H. Nguyen	Firm innovations, operations, member class c, managing director	1 Jan 2019	Other	7081997

Indirect Owners

The SEC currently registers 24 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Tully Michael Friedman	Trustee	1 Jan 1980	75% - 100%	214743
Frederick Warren Hellman	Trustee	1 Dec 1981	50% - 75%	1367884
Patricia Christine Hellman	Trustee	1 Dec 1981	50% - 75%	2122973
Robert John Fisher	Trustee	1 Jul 1989	Other	4355658
John Joseph Fisher	Trustee	1 Jul 1989	Other	1859697
John J Fisher 1989 Insurance Trust	General partner	1 Nov 1992	Other	94-6622615
Robert J Fisher 1989 Insurance Trust	General partner	1 Nov 1992	Other	94-6622601
William S Fisher 1989 Insurance Trust	General partner	1 Nov 1992	Other	94-6622621
Kathryn Ann Hall	Co-trustee	1 Jul 2006	50% - 75%	1307798
Thomas Knutsen	Co-trustee	1 Jul 2006	50% - 75%	6310441
Thomas Fahr Steyer	Managing member	1 Jul 2007	50% - 75%	1233313
Matthew Reed Barger	Managing member	1 Jul 2007	25% - 50%	1199672
Eric Edward Alt	Co-trustee	1 Nov 2007	50% - 75%	2943400
Claire Alt	Co-trustee	1 Nov 2007	50% - 75%	6464877
Marco Warren Hellman	Managing member	1 Apr 2008	Other	4367230
Sarah Elizabeth Stein	Co-trustee	1 Jan 2010	Other	5314743
Michael Aaron Cohn	Co-trustee	1 Mar 2010	50% - 75%	6309876
Sarah Elizabeth Stein	Co-trustee	1 Mar 2010	50% - 75%	5314743
John William Buoymaster	Trustee	1 Nov 2011	Other	4381156
Kathryn Ann Hall	Trustee	1 Dec 2011	Other	1307798
Marco Warren Hellman	Trustee	1 Dec 2011	Other	4367230
Elizabeth Knutsen	Trustee	1 Jun 2012	Other	6621968
Thomas Fahr Steyer	Trustee	1 Jun 2012	Other	1233313
John Joseph Fisher	Manager	1 Jan 2018	Other	1859697

Based in San Francisco

The principal office where Hall Capital Partners LLC performs its advisory services is located at One Maritime Plaza, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-288-0544 or by fax 415-288-0543. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at hallcapital.com/ and its LinkedIn profile.