Fund Architects, LLC is a large advisory firm based in Plano. It manages $118.33 million of regulatory assets for 2,710 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Colorado, Connecticut, and 19 other states.
Fund Architects provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fund Architects, LLC is $118.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 33751% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Fund Architects, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Fund Architects is individuals with 2,710 clients and $102.6 million of assets under management. Among the 9 most similar advisory firms, Fund Architects has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $118.33 million for 2,717 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Fund Architects doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
J.C. Waller has served as the Chief Investment Officer since 1 Apr 2012. Daniel Ray Snover joined the executive team most recently as the Chief Compliance Officer.
The principal office where Fund Architects, LLC performs its advisory services is located at 5560 Tennyson Parkway, Plano, TX 75024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 972-383-5300 or by fax 469-402-0824. The normal business hours are m-th 8:00-5:00; friday 8:30 -3 on Monday - Friday. You can find more information about the New York firm at fundarchitects.com.