Nch Capital Inc. (New York)


Nch Capital Inc. is a large advisory firm based in New York. It manages $3.01 billion of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2011.

Nch Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nch Capital: assets under management

The assets under management (AUM) of Nch Capital Inc. is $3.01 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and $2.96 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $188.35 million each.
Nch Capital has custody of $2.68 billion in cash and securities for 14 clients in total and its related person acts as a qualified custodian.

Investments

The firm invests in cash and cash equivalents the most. They account for 76% of the total AUM. The second-largest asset type is exchange traded securities, which make up 23% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nch Capital Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nch Capital serves?

The only and largest group of clients of Nch Capital is pooled investment vehicles with 15 clients and $2.96 billion of assets under management. Among the 9 most similar advisory firms, Nch Capital has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.96 billion for 15 clients. 98% of the firm’s clients are foreign persons or businesses.

Nch Capital also advises several private funds. Namely, six hedge funds, three real estate funds, and six private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Nch Capital Inc.

The company employs 90 people that are either part- or full-time employees. 28 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
George Rohr Principal 1 Aug 1993 Other 5999293
Moris Tabacinic Principal 1 Aug 1993 Other 5999297
Nch Advisors Inc. Shareholder 1 Apr 2000 75% - 100% 13-3798525
Joel Shiff Treasurer 1 Feb 2005 Other 5999366
Gregory Katz General counsel and chief compliance officer 1 Jul 2007 Other 5999363
Edward Charles Parisi Chief financial officer 1 Sep 2007 Other 2786651

Based in New York

The principal office where Nch Capital Inc. performs its advisory services is located at 452 Fifth Avenue, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-641-3200 or by fax 212-641-3201. The normal business hours are 9am-6pm on Monday - Friday. You can find more information about the New York firm at nchcapital.com.