Sterling Private Investments Inc (Pepper Pike)


Sterling Private Investments Inc is a large advisory firm based in Pepper Pike. It manages $35.57 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.

Sterling Private Investments provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sterling Private Investments: assets under management

The assets under management (AUM) of Sterling Private Investments Inc is $35.57 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.95 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sterling Private Investments Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sterling Private Investments Inc

Jeffrey Mccrea Biggar has been acting as President since 1 Dec 1999. Richard Barry Katz joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ronald Bates President, director 1 Jan 1997 Other 2713953
National City Corporation 100% owner 1 Apr 1998 75% - 100% 34-1111088
Herbert Ralston Martens Director 1 Apr 1998 Other 1838663
William H Schecter Director 1 Apr 1998 Other 2387594
David Albert Robertson Sr. vice president, director 1 Feb 1999 Other 2346114
Jeffrey Mccrea Biggar Director 1 Dec 1999 Other 4379643
Thomas Joseph Neroni Treasurer 1 Dec 1999 Other 4379675
Brian David Isroff Sr. vice president, director 1 Dec 1999 Other 4221335
Wendy Sue Lewis Vice president/chief compliance officer 1 Aug 2000 Other 4379678
Ronald Bates Sr. vice president, director 1 Oct 2001 Other 2713953
Brian David Isroff President, managing director 1 Oct 2001 Other 4221335
David William Sommer Director 1 Dec 2001 Other 4648614
Kristopher Todd Kern Treasurer 1 Sep 2002 Other 4648251
Joseph Mark Tromba Asst. v.p./chief compliance officer 1 Dec 2002 Other 4648238
Barbara Lynn Mulhern Sr. vice president/director 1 Apr 2003 Other 2650987
Timothy Lee Swanson Director 1 Apr 2003 Other 4367261
Richard Barry Katz Vice president 1 Oct 2004 Other 713696
Robert Thomas Gonci Director 1 Oct 2004 Other 1945909
Timothy Justin Lathe Director 1 Oct 2004 Other 4937934
James Richard Foster Chief financial officer 1 Oct 2004 Other 4937959

Based in Pepper Pike

The principal office where Sterling Private Investments Inc performs its advisory services is located at 3550 Lander Rd Ste 200, Pepper Pike, OH 44124, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (216)831-5018 or by fax (216)831-4069. The normal business hours are 8:00 to 5:00 on Monday - Friday.