Column Capital Advisors, LLC is a large advisory firm based in Indianapolis. It manages $820.2 million of regulatory assets for 1,309 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, California, Delaware, and 9 other states.
Column Capital Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Column Capital Advisors, LLC is $820.2 million. The firm's AUM has grown by 235% since the beginning of its operation, and $23.01 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Column Capital Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Kevin Douglas Sweet is high net worth individuals with 182 clients and $724.05 million of assets under management. Among the 9 most similar advisory firms, Column Capital Advisors has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $782 million for 279 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 3% of the firm’s clients are foreign persons or businesses.
Column Capital Advisors doesn't advise any private funds.
The company employs 19 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 14 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Kevin Douglas Sweet has been acting as President since 1 May 2005. Jeffrey Jen Chie Yu joined the executive team most recently as the Shareholder.
The principal office where Column Capital Advisors, LLC performs its advisory services is located at 3815 River Crossing Parkway, Indianapolis, IN 46240 7808, which is also the mailing address of the firm. An additional office of the firm is in Tucson, AZ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 317-663-6500 or by fax 317-663-6501. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at columncapital.com.